RuleSafe for Financial Services provides a single source for your policies, procedures, your legal and regulatory requirements and standards for best market practice.
- Define your policies. Write, review and publish your policies using the RuleSafe software and cross reference them to regulatory requirements
- Achieve awareness. Ensure that everyone has read, understood and accepted the policies relevant to them.
- Prove compliance. Monitor your compliance status against internal and external policy requirements at the enterprise, regional and divisional levels.
Achieve best practice throughout your enterprise with RuleSafe
Use RuleSafe's library of regulations to ensure your internal controls meet regulatory requirements such as MiFID, Basel II, FSA Handbook and Sarbanes-Oxley section 404.
Ensure information is structured on functional role, keyword, business process, risk model and customer definable attributes. The system knows who the user is, filtering information to what is relevant to the user role and other selectable attributes.
Tailor the RuleSafe software to your branding, structure, processes and terminology.
Reinforce the roles, responsibilities and accountabilities of your staff with RuleSafe's self-help intranet portal.
Handle the needs of global, multi-disciplined enterprises: their structure, terminology and culture.
